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The SEC: Designed for Failure
House Committee on Oversight and Government Reform
House Committee on Oversight and Government Reform
Abstract
The Committee on Oversight and Government Reform report highlights the Security and Exchange Commission's most significant recent failures, outlines the long-term, systemic causes of these failures, and proposes a recommendation that Congress reform the agency through legislation and enhanced oversight.
Date
2010-05-18
Document Type
House Minority Staff Report
Serial Number
Document Length
33 pages
Congress
111
Relation
DOI
Keywords
Staff Reports, House, Republican
PAP Major Code
15: Banking, Finance, and Domestic Commerce
PAP Minor Code
1502: Securities and Commodities Regulation
Related Hearings
• House Committee on Government Reform, Subcommittee on Government Efficiency and Financial Management, hearing on "Strategic Planning, Resource Allocation and Crisis Management--Is the Sec Ready?" 108th Cong., H.Hrg. 108-177, (2004, April 20)
• Senate Committee on Banking, Housing, and Urban Affairs, Subcommittee on Securities, Insurance, and Investment, hearing on "Turmoil in the U.S. Credit Markets: Examining the Regulation of Investment Banks by the U.S. Securities and Exchange Commission," 110th Cong., S.Hrg. 110-1001, (2008, May 7)
• Senate Committee on Appropriations, Subcommittee on Financial Services and General Government, hearing on "Testimony by Chairman Mary Schapiro," 111th Cong., (2009, June 2)
• Senate Banking, Housing, and Urban Affairs Committee, hearing on "Oversight of the Securities and Exchange Commission's Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve Sec Performance," 111th Cong., S.Hrg. 111-368, (2009, September 10)
• Senate Committee on Banking, Housing, and Urban Affairs, Subcommittee on Securities, Insurance, and Investment, hearing on "Turmoil in the U.S. Credit Markets: Examining the Regulation of Investment Banks by the U.S. Securities and Exchange Commission," 110th Cong., S.Hrg. 110-1001, (2008, May 7)
• Senate Committee on Appropriations, Subcommittee on Financial Services and General Government, hearing on "Testimony by Chairman Mary Schapiro," 111th Cong., (2009, June 2)
• Senate Banking, Housing, and Urban Affairs Committee, hearing on "Oversight of the Securities and Exchange Commission's Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve Sec Performance," 111th Cong., S.Hrg. 111-368, (2009, September 10)
Press Releases and Contextual Information
https://web.archive.org/web/20230614201252/https://oversight.house.gov/report/the-sec-designed-for-failure/